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  • Information on the Company – What are its products and services? Who are its customers? Does it have the physical plant, contracts, or inventory it claims to have? Are audited financials available? If so, ask for copies and review them carefully. We've seen over the years that the most successful frauds typically start out with plausible lies. That's why you should always independently verify claims about any company in which you plan to invest.

  • Management's Background – Who runs the company? Have they made money for investors in the past? Have any of them violated the law, including any of the federal securities laws? Your state securities regulator may be able to tell you whether the company and the people who run it have previously defrauded investors.
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