Caution.  When deciding whether to arbitrate, bear in mind that if your broker or brokerage firm goes out of business or declares bankruptcy, you might not be able to recover your money—even if the arbitrator or court rules in your favor. That's one of the reasons why it is so important to investigate the disciplinary history of your broker or brokerage firm before you invest. For tips on how to do this, please read our publication entitled Check Out Your Broker.

How Do You Find a Lawyer Specializing in Securities?