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The vast majority of arbitration claims are filed with NASD Dispute Resolution, Inc. The remaining claims are filed with the exchanges, particularly the New York Stock Exchange.
You'll find a wealth of information on arbitration and mediation—including rules, how to start a proceeding, and downloadable forms—at the website of NASD Dispute Resolution, Inc. The New York Stock Exchange also provides arbitration information on filing a claim, its rules, and a downloadable form for submitting a claim.
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